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BSA Compliance Testing Officer

Company: BBVA Compass
Location: Birmingham
Posted on: November 10, 2018

Job Description:

**Overview** Position Overview This position will report directly to the manager of the BSA Compliance Testing Team within the Compliance Assurance Department. Generally, this position will test compliance with BSA/AML/OFAC laws and regulations. The primary function of this role is to assess the effectiveness of the control environment for compliance with applicable laws, rules and regulations. This includes transaction testing and process reviews to evaluate compliance with applicable laws and regulations, as well as to document and communicate testing results. Additionally, this person will work closely with applicable line of business management and Compliance Subject Matter Experts (SMEs) pertaining to compliance testing reviews and issues tracking. **Responsibilities** **Specific Responsibilities** Compliance Reviews: + Ensures reviews are efficient and address the current risk and control environment + Plan reviews to ensure they achieve the desired scope, objectives and deadline + Properly executes testing and evaluates control design to assess compliance with laws, rules and regulations + Ensures work covers all procedures and supporting documentation is complete + Ensures reports are accurate, concise and clearly articulate the scope and results of each review + Escalates issues to the appropriate level of Compliance Management, as necessary + Follow-up on the status of outstanding compliance issues in a timely manner + Validates that corrective actions for issues are effectively implemented by established deadlines + Develops and maintains compliance testing work program procedures and testing spreadsheets for the BSA/AML/OFAC Compliance Testing Program + Performs Sarbanes-Oxley controls testing and evaluates results related to applicable areas + Ensures linkage between the risk assessments and the annual compliance testing schedule Communication: + Keeps stakeholders informed of work in progress + Develops partnerships and open lines of communication with applicable business units + Prepares various forms of written communications Other: + Stays abreast of laws, rules and regulations applicable to areas of responsibility + Performs special projects or other duties as assigned + Maintains a positive, team oriented attitude + May serve in a consultative role from time to time + Must be willing to travel on occasions **Qualifications** **Education** + Bachelor?s degree in business related field + CAMS certification preferred or must be willing to attain certification **Experience and Skills** + Knowledge of BSA/AML/OFAC regulations + Understands banking industry and banking operations + Knowledge of regulatory examination procedures + Possesses analytical and problem solving skills + Ability to communicate effectively both written and verbal with all levels of management + Ability to prioritize and manage multiple tasks and projects + Demonstrated ability to meet deadlines + Excellent leadership and organizational skills + Proficiency in Microsoft Office products such as Word, Excel and PowerPoint + Prior Internal Audit experience desired **Job ID** _2018-118120_ **Site Name** _AL-BIRMINGHAM-CORPORATE HEADQUARTERS_ **Category** _Compliance_ **Work Location** _US-AL-BIRMINGHAM_ **FLSA Status** _EXEMPT_ **Type** _FULL TIME_

Keywords: BBVA Compass, Birmingham , BSA Compliance Testing Officer, Other , Birmingham, Alabama

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